DAV Submission Dossier and CTD Requirements in 2025



DAV Submission Dossier and CTD Requirements in 2023

Published on 22/12/2025

DAV Submission Dossier and CTD Requirements in 2023

The process of obtaining market authorization for pharmaceutical products in Vietnam is guided by the DAV (Drug Administration of Vietnam). This comprehensive tutorial outlines the step-by-step procedures involved in preparing a submission dossier and aligning with the Common Technical Document (CTD) requirements for drug registration in Vietnam. Regulatory professionals, clinical teams, and those in quality assurance can follow this guide to ensure compliance and enhance their understanding of the critical phases of drug registration.

Step 1: Understanding the Regulatory Framework for Drug Registration in Vietnam

To embark on the journey of drug registration in Vietnam, it is vital to grasp the legal and regulatory framework that governs this process. The Ministry of Health (MOH) oversees drug regulation, with the Drug Administration of Vietnam (DAV) playing a pivotal role. Familiarity with regulations such as the Law on Pharmacy No. 105/2016/QH13 and its implementing decrees is essential for compliance.

The main objectives of these regulations are to ensure drug quality, safety, efficacy, and accessibility.

As a regulatory affairs professional, your first action should be to review relevant laws and guidelines published by the DAV to aid in dossier preparation.

In Vietnam, drug registration is based on various pathways, including:

  • New Drug Registration: For new active pharmaceutical ingredients (APIs) not previously authorized in Vietnam.
  • Generic Drug Registration: For medicines that have the same active ingredients, dosage form, and route of administration as the reference product.
  • Biological Product Registration: Specific criteria apply to biologics due to their complexity.

Understanding these pathways will guide the documentation you will compile for your submission dossier. Moreover, keep abreast of any changes in regulations, which may affect your filing strategy.

Step 2: Preparing the Submission Dossier According to the CTD Format

The dossier must be structured according to the CTD format, which consists of five modules:

  1. Module 1: Administrative information and prescribing information
  2. Module 2: Overview and summaries
  3. Module 3: Quality documentation
  4. Module 4: Nonclinical study reports
  5. Module 5: Clinical study reports
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Each module has specific requirements dictated by local regulations and international standards such as ICH guidelines. It is crucial to prepare a dossier that meets these format specifications, ensuring all sections are complete and compliant with Vietnamese regulations.

Module 1 includes essential administrative data, such as product registration applications, evidence of free sale in the home country, and any prior clinical data or approvals. This module is specific to each jurisdiction and, in Vietnam, must include details like the product’s proposed label and instructions for use.

Module 2 encompasses summaries that provide a brief overview of the quality, safety, and efficacy of the drug. It is essential to ensure clarity and coherence, as this section will often be the first reviewed by regulators.

In Module 3, quality data must demonstrate that the drug product is manufactured following strict quality principles, in alignments with cGMP (current Good Manufacturing Practices) and stability data should be substantiated.

Modules 4 and 5 present nonclinical and clinical data, respectively. Nonclinical data should show thorough evidence of safety in both animal studies, while clinical data must include phase trial results demonstrating efficacy and safety from patient studies.

Step 3: Compiling Required Documentation and Data

Once the CTD structure is in place, it is essential to collect and document all required information to support your application. Documentation requirements can vary significantly depending on the type of drug being registered, thus it’s crucial to tailor your approach.

For example, in addition to the core CTD modules, you may need the following:

  • Evidence of Good Clinical Practice (GCP) compliance for clinical trials
  • Post-market surveillance plans
  • Risk management plans as part of safety monitoring
  • Product-specific testing data from reference laboratories recognized by the DAV
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In terms of pharmacovigilance, it’s crucial to outline your systems for monitoring adverse drug reactions. Vietnam follows international guidelines concerning safety monitoring, so ensure your plans align with ICH E2E pharmacovigilance guidelines as well as local regulations.

During this phase, leveraging a competent Vietnam DAV drug registration consultant can bring tremendous benefit. Such experts can provide insights into local practices, expedite documentation preparation, and ensure submissions conform to DAV expectations.

Step 4: Submitting the Dossier and Meeting Administrative Requirements

With the dossier prepared, the submission process involves formal and administrative requirements. Submission is typically done through the DAV’s online system or can be submitted in paper form. Regardless of the submission format used, ensure you follow the DAV’s guidelines closely.

Before submission, review the administrative aspects, which should include:

  • Application form completion
  • Payment of registration fees, which can vary based on the type of drug being registered
  • Proof of payment and submission of necessary documents in the correct format

Upon submission, you will receive a confirmation from the DAV, indicating the docket number associated with your application. This confirmation is crucial for tracking purposes and should be stored safely for any follow-up communication.

During the administrative review period, the DAV may seek clarification or additional information. Thus, it’s vital to maintain open lines of communication and respond promptly to inquiries. Any delays in your responses can hinder the review process.

Step 5: Navigating the Review Process and Addressing Queries

The DAV’s review process typically involves both administrative and technical assessments of your application. The duration of the review may vary; however, it generally takes approximately 60-90 working days.

During this phase, the DAV may conduct an in-depth assessment of the submitted data, including checks on quality, efficacy, and safety. They may request additional information or clarification on specific items within your dossier. It is fundamental to prepare for these queries promptly and professionally.

It is recommended to establish a dedicated team responsible for handling any inquiries that might arise. This team should consist of members with expertise in various domains relevant to your drug product. Communication with the DAV should be documented meticulously to maintain clarity and avoid any miscommunication.

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If the review is successful, you will receive a marketing authorization certificate. In the event of refusal or additional requirements, the DAV will provide a detailed explanation, which should be addressed thoroughly to resubmit your application.

Step 6: Post-Approval Commitments and Maintenance of Market Authorization

Once market authorization is granted, several post-approval commitments are required to ensure regulatory compliance and product safety. These commitments include regular reporting requirements, safety monitoring, and maintaining compliance with local regulations.

Pharmacovigilance remains a priority after your drug receives approval. Establish a robust reporting system to track any adverse effects and report findings to the DAV in a timely manner. Regular safety updates are essential, and failure to comply could jeopardize your market authorization.

Additionally, any changes to the drug formulation, manufacturing process, or packaging must be reported to the DAV prior to implementation. Such modifications can require additional submissions or risk assessments, ensuring ongoing compliance with updated regulatory requirements.

Engaging in continuous dialogue with the DAV is vital for maintaining your registration. Routinely reviewing regulatory updates and anticipating potential changes will help sustain a favorable relationship with the authority.

In conclusion, while navigating the regulatory landscape for drug approval in Vietnam presents challenges, understanding and implementing these steps ensures a streamlined approach. Consulting with a Vietnam DAV drug registration consultant provides invaluable support in aligning with local requirements, resulting in successful market authorization.